Capital for Shipping 1997 (Directory Supplement to Lloyd's

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Portfolio Manager Jim Cramer and Director of Research Jack Mohr reveal their investment tactics while giving advanced notice before every trade. Regs 7.7.04(1)-(2) FSG given by licensee: remuneration, commission and benefits This regulation is particularly relevant to licensees and intermediaries who refer clients to licensees, as it provides that the FSG must disclose all remuneration (including commission) and benefits received or to be received for referrals.

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Publisher: LLP Professional Publishing; 9th edition edition (December 31, 1996)

ISBN: 1859781543

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